Compliance that works as hard as you do.
Flockion gives compliance teams AI agents that track obligations, gather evidence, draft reports, and respond to regulatory events — so your team stays ahead of the next deadline, always.
Where compliance teams hit the wall
The regulatory landscape is growing faster than manual processes can keep up.
Overlapping DORA, FINMA, GDPR, and FCA obligations create a compliance matrix that's impossible to track manually
Evidence gathering for audits takes weeks of analyst time pulling from fragmented systems
Policy-to-control mapping is out of date the moment a regulation is updated or amended
DSAR and data subject requests require manual cross-system lookups under tight deadlines
Shadow IT and unapproved AI tools create compliance gaps that aren't visible until an audit
ICT incident reporting timelines under DORA are too tight for manual escalation and documentation
Agent workflows for regulatory compliance
DORA, GDPR, FINMA, FCA — agents that handle the evidence, reporting, and monitoring across every framework.
DORA resilience testing prep
Agents gather ICT risk assessments, map critical functions to providers, prepare Threat-Led Penetration Testing documentation, and track remediation evidence — continuously updated.
DORA resilience testing prep
GDPR data mapping & DSAR response
Map data flows, maintain your Article 30 record of processing activities, and generate structured DSAR responses within statutory timelines — automatically.
GDPR data mapping & DSAR response
FINMA regulatory reporting
Draft and validate FINMA periodic reports, produce governance documentation, and maintain the ICT and operational risk evidence required for FINMA supervisory review.
FINMA regulatory reporting
FCA governance documentation
Generate Consumer Duty evidence packages, maintain SMCR accountability maps, and produce structured governance records — ready for FCA supervisory engagement.
FCA governance documentation
ICT risk register maintenance
An agent that continuously updates your ICT risk register with new findings, control changes, and residual risk re-scoring — always current, always audit-ready.
ICT risk register maintenance
Regulatory incident reporting
When a material ICT incident occurs, agents enrich the event, assess regulatory reporting thresholds, draft the notification, and prepare the evidence file — within DORA's 4-hour window.
Regulatory incident reporting
Built for auditors, regulators, and legal teams
Every output is traceable, every decision is logged, every process is documented — by design.
Immutable compliance audit log
Every agent action — what was read, what was assessed, what was submitted — is logged in full with timestamps. Exportable for regulatory review on demand.
HITL approval for sensitive outputs
No regulatory submission, data breach notification, or material report leaves without human sign-off. Every approval is captured and attributed.
AI policy & approved tool governance
Define which AI systems are approved for compliance tasks, what data they can access, and what outputs require review — enforced at the platform level.
Data residency & VPC deployment
Deploy within your Swiss, EU, or UK cloud boundary. Regulatory data never crosses jurisdictional lines. Full single-tenant options available.
How Flockion maps to your compliance stack
Platform features designed with compliance governance as a first-class concern.
| Platform capability | What it does for compliance teams |
|---|---|
| Knowledge Hub | Ground compliance agents in your regulatory library, internal policies, and control frameworks. Agents cite exact regulation, version, and clause in every output. |
| Run Timeline & Audit Logs | Immutable trace of every compliance task — what regulation was read, what was assessed, what was produced. Exportable for regulator review and internal audit. |
| HITL Inbox | Route high-stakes compliance decisions — filing submissions, escalation notices, data breach notifications — through human review before action is taken. |
| Org Policy | Define which AI tools are approved, what data classifications agents can access, and what outputs require compliance sign-off. Enforced at the platform level. |
| Workflow History | Full versioned history of every compliance workflow — so you can demonstrate to regulators exactly what process was followed, when, and by whom. |
| Observability | Monitor compliance task coverage, SLA adherence for DSARs and incidents, and audit trail completeness across all regulatory obligations in one view. |
Multi-agent compliance teams
Pre-built team blueprints for the most common regulatory workloads.
DORA Compliance Team
Compliance Manager · ICT Risk Analyst · Control Mapper · Evidence Packager · Gap Reporter
DORA Compliance Team
GDPR Operations Team
Privacy Manager · Data Flow Mapper · DSAR Processor · RoPA Maintainer · Breach Assessor
GDPR Operations Team
Regulatory Monitoring Team
Regulation Tracker · Impact Assessor · Policy Gap Analyst · Control Update Writer · Stakeholder Briefer
Regulatory Monitoring Team
Audit Evidence Team
Audit Coordinator · Evidence Retriever · Control Tester · Document Packager · Executive Summariser
Audit Evidence Team
Ready to modernize compliance?
Talk to our team. We'll map a deployment that covers your DORA, FINMA, GDPR, or FCA obligations with the governance and audit trail your regulators expect.
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