Market intelligence and surveillance at scale
Flockion gives trading desks and capital markets teams AI agents that monitor markets, surveil trades, track risk limits, and automate regulatory reporting — with enterprise governance built in.
What trading teams are dealing with today
Too many signals, too much manual work, and compliance demands that keep growing.
Market monitoring is fragmented — traders watch too many screens and still miss early signals
Post-trade surveillance requires manual review of thousands of transactions for anomaly patterns
P&L attribution analysis takes hours to prepare per book and is out of date by the time it's ready
Regulatory reporting (MiFID II, EMIR, CAT) consumes analyst bandwidth that should be on trading decisions
News and sentiment impact on positions is identified too slowly to act on
Risk limit monitoring is reactive — breaches are caught after they happen, not before
Agent workflows for trading and capital markets
From market signals to regulatory filings — agents that run continuously across your desk.
Real-time market signal monitor
Continuously watches price action, news flow, earnings calendars, and macro events. Generates structured market intelligence briefs before market open and at close.
Real-time market signal monitor
Post-trade surveillance agent
Analyses executed trades for anomalous patterns, unusual timing, and policy breaches. Flags for compliance review with context and severity scoring — automatically.
Post-trade surveillance agent
Risk limit monitoring team
A multi-agent team that monitors position limits, VaR thresholds, and concentration risk across books in real time — with HITL escalation for pre-breach warnings.
Risk limit monitoring team
P&L attribution and analysis
Pulls position data, computes attribution by factor and book, and delivers formatted P&L reports with narrative commentary — ready for morning risk meetings.
Trade reporting automation
Agents that extract, validate, and format trade data for MiFID II, EMIR, and CAT submissions — with exception handling and audit trails for every filed report.
Trade reporting automation
News sentiment and impact agent
Monitors breaking news, earnings surprises, and analyst changes. Maps sentiment to your book's holdings and flags material impacts before the market fully prices them in.
News sentiment and impact agent
Built for regulated trading environments
MiFID II · EMIR · CAT · FINRA · MAR — controls that your compliance team can stand behind.
HITL for risk escalations
Risk limit warnings require human acknowledgement before actions execute. Every approval timestamped and audit-logged.
Surveillance audit trail
Every surveillance check, flag, and review decision immutably recorded — exportable for regulatory and compliance review.
Org Policy guardrails
Define approved models, content restrictions, and risk tolerance ceilings. Enforced platform-wide across all agents and trading workflows.
Deploy inside your VPC
All market data, position data, and trade data stays inside your infrastructure. No phone-home. Single-tenant architecture available.
How Flockion maps to capital markets
Platform capabilities designed for enterprise governance — including regulated trading environments.
| Platform capability | What it does for trading teams |
|---|---|
| Multi-agent Teams | Compose surveillance, risk, and reporting teams with specialist agent members — each running independently on its own model and tools. |
| Knowledge Hub | Ground trading agents in your internal policies, regulatory rulebooks, and product specifications for accurate, citation-backed outputs. |
| Run Timeline | Step-by-step execution trace for every surveillance run. Proves what the agent checked, when, and what it found. |
| HITL Inbox | Risk escalations and surveillance flags routed to human reviewers. Every decision logged with reviewer identity and timestamp. |
| Workflow History | Full searchable history of every market brief, surveillance pass, and risk report — with version tracking for governance. |
| Observability | Monitor agent coverage rates, latency, error rates, and cost across your entire trading intelligence function. |
Multi-agent teams for capital markets
Team blueprints ready to configure for your desk's specific needs.
Market Intelligence Team
Research Manager · News Monitor · Earnings Watcher · Macro Signal Analyst · Brief Writer
Market Intelligence Team
Trade Surveillance Team
Surveillance Manager · Transaction Analyser · Pattern Detector · Compliance Flagger · Report Writer
Trade Surveillance Team
Risk Monitoring Team
Risk Manager · Limit Watcher · VaR Calculator · Concentration Monitor · Escalation Agent
Risk Monitoring Team
Regulatory Reporting Team
Reporting Manager · Trade Extractor · Data Validator · EMIR Formatter · Exception Handler
Regulatory Reporting Team
Ready to run your desk on AI?
Talk to our team. We'll map a deployment that fits inside your trading infrastructure, compliance framework, and data environment.
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