FlockionFlockion
    Trading & Capital Markets

    Market intelligence and surveillance at scale

    Flockion gives trading desks and capital markets teams AI agents that monitor markets, surveil trades, track risk limits, and automate regulatory reporting — with enterprise governance built in.

    Talk to our team Enterprise options

    What trading teams are dealing with today

    Too many signals, too much manual work, and compliance demands that keep growing.

    Market monitoring is fragmented — traders watch too many screens and still miss early signals

    Post-trade surveillance requires manual review of thousands of transactions for anomaly patterns

    P&L attribution analysis takes hours to prepare per book and is out of date by the time it's ready

    Regulatory reporting (MiFID II, EMIR, CAT) consumes analyst bandwidth that should be on trading decisions

    News and sentiment impact on positions is identified too slowly to act on

    Risk limit monitoring is reactive — breaches are caught after they happen, not before

    Agent workflows for trading and capital markets

    From market signals to regulatory filings — agents that run continuously across your desk.

    Market Intelligence

    Real-time market signal monitor

    Continuously watches price action, news flow, earnings calendars, and macro events. Generates structured market intelligence briefs before market open and at close.

    Surveillance

    Post-trade surveillance agent

    Analyses executed trades for anomalous patterns, unusual timing, and policy breaches. Flags for compliance review with context and severity scoring — automatically.

    Risk

    Risk limit monitoring team

    A multi-agent team that monitors position limits, VaR thresholds, and concentration risk across books in real time — with HITL escalation for pre-breach warnings.

    P&L

    P&L attribution and analysis

    Pulls position data, computes attribution by factor and book, and delivers formatted P&L reports with narrative commentary — ready for morning risk meetings.

    P&L attribution and analysis
    Compliance

    Trade reporting automation

    Agents that extract, validate, and format trade data for MiFID II, EMIR, and CAT submissions — with exception handling and audit trails for every filed report.

    Sentiment

    News sentiment and impact agent

    Monitors breaking news, earnings surprises, and analyst changes. Maps sentiment to your book's holdings and flags material impacts before the market fully prices them in.

    Built for regulated trading environments

    MiFID II · EMIR · CAT · FINRA · MAR — controls that your compliance team can stand behind.

    HITL for risk escalations

    Risk limit warnings require human acknowledgement before actions execute. Every approval timestamped and audit-logged.

    Surveillance audit trail

    Every surveillance check, flag, and review decision immutably recorded — exportable for regulatory and compliance review.

    Org Policy guardrails

    Define approved models, content restrictions, and risk tolerance ceilings. Enforced platform-wide across all agents and trading workflows.

    Deploy inside your VPC

    All market data, position data, and trade data stays inside your infrastructure. No phone-home. Single-tenant architecture available.

    How Flockion maps to capital markets

    Platform capabilities designed for enterprise governance — including regulated trading environments.

    Platform capabilityWhat it does for trading teams
    Multi-agent TeamsCompose surveillance, risk, and reporting teams with specialist agent members — each running independently on its own model and tools.
    Knowledge HubGround trading agents in your internal policies, regulatory rulebooks, and product specifications for accurate, citation-backed outputs.
    Run TimelineStep-by-step execution trace for every surveillance run. Proves what the agent checked, when, and what it found.
    HITL InboxRisk escalations and surveillance flags routed to human reviewers. Every decision logged with reviewer identity and timestamp.
    Workflow HistoryFull searchable history of every market brief, surveillance pass, and risk report — with version tracking for governance.
    ObservabilityMonitor agent coverage rates, latency, error rates, and cost across your entire trading intelligence function.

    Multi-agent teams for capital markets

    Team blueprints ready to configure for your desk's specific needs.

    Market Intelligence Team

    Research Manager · News Monitor · Earnings Watcher · Macro Signal Analyst · Brief Writer

    Trade Surveillance Team

    Surveillance Manager · Transaction Analyser · Pattern Detector · Compliance Flagger · Report Writer

    Risk Monitoring Team

    Risk Manager · Limit Watcher · VaR Calculator · Concentration Monitor · Escalation Agent

    Regulatory Reporting Team

    Reporting Manager · Trade Extractor · Data Validator · EMIR Formatter · Exception Handler

    Agent output examples

    Trading packs rendered in chat and Feed

    The same structured output contract powers surveillance review in chat, market-abuse signals in the Feed, proof, export, and task handoff.

    Analyst chat response

    Market Surveillance Team

    Generated from governed order-book and trade data

    Trading & Capital Markets·Market Surveillance Live canvas

    Trade surveillance daily pack

    Two potential manipulation patterns are flagged for compliance review.

    Needs ReviewHigh 83% confidenceFreshPending Review
    2

    Findings

    observed

    2

    Entities

    observed

    Risk distribution

    2 observed
    high 1medium 1

    Evidence confidence

    Order-book replay: suspected layering

    Depth-of-book · cross-venue sync · alert evidence

    esz5investigate
    Bid depthPriceAsk depth
    850
    5840.25
    420
    1240
    5840.00
    530
    2380
    5839.75
    610
    1740
    5839.50
    690
    Synchronized replay09:41:20–09:42:10 UTC
    09:41:23order
    Large bid entered
    XNAS · 4471
    09:41:31trade
    Opposite fill
    BATS · 4471
    09:41:33cancel
    Bid stack cancelled
    XNAS · 4471
    Layered bid stackhigh

    Five levels cancelled after opposite-side fill

    Cross-account syncmedium

    220ms timing cluster

    ES futures order-book window
    ESZ530m
    $5,838.00-2.50 (-0.04%)
    UpDownMA 5
    $5,880.51$5,860.50$5,840.50$5,820.50$5,800.49VOLUME09:30 — O 5842.25, H 5847.5, L 5839.75, C 5845.75, Vol 18.4K09:3010:00 — O 5845.75, H 5851.25, L 5844.5, C 5849.5, Vol 22.6K10:30 — O 5849.5, H 5850, L 5841.25, C 5843, Vol 27.8K10:3011:00 — O 5843, H 5846.75, L 5838.5, C 5840.25, Vol 24.3K11:30 — O 5840.25, H 5842.5, L 5833.75, C 5835.5, Vol 31.9K11:3012:00 — O 5835.5, H 5841, L 5834, C 5839.75, Vol 20.8K12:30 — O 5839.75, H 5844.25, L 5838.25, C 5842.5, Vol 19.5K12:3013:00 — O 5842.5, H 5843.75, L 5835, C 5837.25, Vol 28.6K13:30 — O 5837.25, H 5839.5, L 5829.75, C 5831.5, Vol 38.2K13:3014:00 — O 5831.5, H 5838, L 5830.5, C 5836.75, Vol 33.5K14:30 — O 5836.75, H 5842.25, L 5835.75, C 5840.5, Vol 30.1K14:3015:00 — O 5840.5, H 5843, L 5836.25, C 5838, Vol 35.5K15:00
    ES futures order-book window OHLCV data
    TimeOpenHighLowCloseVolume
    09:305842.255847.55839.755845.7518420
    10:005845.755851.255844.55849.522610
    10:305849.558505841.25584327840
    11:0058435846.755838.55840.2524310
    11:305840.255842.55833.755835.531920
    12:005835.5584158345839.7520760
    12:305839.755844.255838.255842.519540
    13:005842.55843.7558355837.2528610
    13:305837.255839.55829.755831.538240
    14:005831.558385830.55836.7533480
    14:305836.755842.255835.755840.530110
    15:005840.558435836.25583835520

    Surveillance Alerts

    2 findings

    Layering pattern on ESZ5 futures

    open

    Repeated large orders cancelled within 200ms near the touch.

    Owner: surveillance· Order book replay

    Wash-trade candidate in XYZ equity

    in progress
    Owner: surveillance· Trade blotter

    Layering pattern reconstruction

    Connected intelligence canvas · trace dependencies and impact paths

    5

    Entities

    5

    Links

    3

    Attention

    3 exceptions
    Desk 12 to Large offers: submittedLarge offers to Rapid cancels: cancel clusterDesk 12 to Opposite fills: executedRapid cancels to ESZ5 market: price pressureOpposite fills to ESZ5 market: benefitedDesk 12 · Actor · reviewDesk 12Actor86 riskLarge offers · Orders · highLarge offersOrders47Rapid cancels · Behavior · failedRapid cancelsBehavior<200msOpposite fills · Trades · affectedOpposite fillsTrades19ESZ5 market · Instrument · mediumESZ5 marketInstrument+4 ticks
    ActorOrdersBehaviorTradesInstrument
    • Desk 12 to Large offers: submitted
    • Large offers to Rapid cancels: cancel cluster
    • Desk 12 to Opposite fills: executed
    • Rapid cancels to ESZ5 market: price pressure
    • Opposite fills to ESZ5 market: benefited

    Flagged Desks

    2 entities
    Trader / DeskCategoryRiskStatus
    Desk 12 - Rates2 open alertsFutureshigh(86)review
    Desk 4 - EquitiesCash equitymedium(63)monitoring
    Daily alert volume
    MonTueWedThu0481216
    Daily alert volume chart data
    LabelAlerts
    Mon6
    Tue9
    Wed11
    Thu14
    Reviewed Feed post

    Market Abuse Signal Agent

    Approved output pack - public snapshot redacts trader identifiers

    Surveillance
    Trading & Capital Markets·Market Surveillance Live canvas

    Market abuse signal: layering cluster on rates futures

    A cluster of layering alerts on one desk exceeds the escalation threshold.

    84

    A

    Signal grade

    ApprovedHigh 81% confidenceFreshApproved
    1

    Actions

    observed

    Evidence confidence

    Order-book replay: suspected layering

    Depth-of-book · cross-venue sync · alert evidence

    esz5investigate
    Bid depthPriceAsk depth
    850
    5840.25
    420
    1240
    5840.00
    530
    2380
    5839.75
    610
    1740
    5839.50
    690
    Synchronized replay09:41:20–09:42:10 UTC
    09:41:23order
    Large bid entered
    XNAS · 4471
    09:41:31trade
    Opposite fill
    BATS · 4471
    09:41:33cancel
    Bid stack cancelled
    XNAS · 4471
    Layered bid stackhigh

    Five levels cancelled after opposite-side fill

    Cross-account syncmedium

    220ms timing cluster

    ES futures surveillance window
    ESZ530m
    $5,838.00-2.50 (-0.04%)
    UpDownMA 5
    $5,880.51$5,860.50$5,840.50$5,820.50$5,800.49VOLUME09:30 — O 5842.25, H 5847.5, L 5839.75, C 5845.75, Vol 18.4K09:3010:00 — O 5845.75, H 5851.25, L 5844.5, C 5849.5, Vol 22.6K10:30 — O 5849.5, H 5850, L 5841.25, C 5843, Vol 27.8K10:3011:00 — O 5843, H 5846.75, L 5838.5, C 5840.25, Vol 24.3K11:30 — O 5840.25, H 5842.5, L 5833.75, C 5835.5, Vol 31.9K11:3012:00 — O 5835.5, H 5841, L 5834, C 5839.75, Vol 20.8K12:30 — O 5839.75, H 5844.25, L 5838.25, C 5842.5, Vol 19.5K12:3013:00 — O 5842.5, H 5843.75, L 5835, C 5837.25, Vol 28.6K13:30 — O 5837.25, H 5839.5, L 5829.75, C 5831.5, Vol 38.2K13:3014:00 — O 5831.5, H 5838, L 5830.5, C 5836.75, Vol 33.5K14:30 — O 5836.75, H 5842.25, L 5835.75, C 5840.5, Vol 30.1K14:3015:00 — O 5840.5, H 5843, L 5836.25, C 5838, Vol 35.5K15:00
    ES futures surveillance window OHLCV data
    TimeOpenHighLowCloseVolume
    09:305842.255847.55839.755845.7518420
    10:005845.755851.255844.55849.522610
    10:305849.558505841.25584327840
    11:0058435846.755838.55840.2524310
    11:305840.255842.55833.755835.531920
    12:005835.5584158345839.7520760
    12:305839.755844.255838.255842.519540
    13:005842.55843.7558355837.2528610
    13:305837.255839.55829.755831.538240
    14:005831.558385830.55836.7533480
    14:305836.755842.255835.755840.530110
    15:005840.558435836.25583835520
    Layering alerts - Desk 12
    MonTueWedThu0481216
    Layering alerts - Desk 12 chart data
    LabelAlerts
    Mon2
    Tue4
    Wed9
    Thu14

    Abuse Likelihood Score

    84/100

    Threshold: 75· exceeded

    Pattern strength
    88
    Repetition
    82
    P&L impact
    70

    Surveillance investigation sequence

    Evidence and approval handoffs for a potential market-abuse alert.

    Evidence and approval handoffs for a potential market-abuse alert.

    Recommendations

    Escalate Desk 12 alerts to compliance with STOR draft

    high impact
    82% confidenceOwner: compliance

    Ready to run your desk on AI?

    Talk to our team. We'll map a deployment that fits inside your trading infrastructure, compliance framework, and data environment.

    Talk to Sales View Enterprise options

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